7:45 AM – 5:30 PM
Registration and Exhibit Hall Open
Registration courtesy of Safe Banking Systems
Name Badge courtesy of TAMLO
Lanyard courtesy of Wolters Kluwer
7:45 AM – 8:45 AM
Networking Breakfast in Exhibit Hall
7:45 AM – 8:45 AM
AML Knowledge Breakfast courtesy of Safe Banking Systems
Please RSVP to Carol Stabile at carol.stabile@safe-banking.com
8:45 AM – 10:00 AM
Plenary Session
Practical Techniques to Detect Human Trafficking Financing within Your Institution
It is well established that human trafficking and smuggling is a worldwide epidemic affecting numerous individuals, governments and financial institutions. As a compliance officer you need to focus on ensuring your organization has adequate controls to identify and stop the suspicious activities associated with such crimes. Through real-life case studies, this session goes beyond the crime itself and provides you with the latest techniques to recognize the red flags related to the financing of human trafficking. In addition, the session will cover efficient internal investigative procedures you should use if such activities are spotted within your organization. Hear expert bank and law enforcement presenters provide clear guidance on the preventive measures that must be in place to avoid aiding the movement of human trafficking monies. Walk away with the tools you need to get board and executive-level buy-in to fight this atrocious crime.
Moderator:
Richard A. Small, CAMS, Vice President, Enterprise Wide Anti-Money Laundering, Anti-Corruption and Sanctions Risk Management, American Express
Panel:
Hector X. Colon, Unit Chief, Illicit Finance and Proceeds of Crime Unit, Financial, Narcotics and Special Operations Division, US Immigration and Customs Enforcement, US Department of Homeland Security
Jessica L Gomel, Vice President, Compliance Director, JPMorgan Chase
10:00 AM – 10:15 AM
ACAMS and Dow Jones Risk & Compliance Joint Survey: A Snapshot in Time
10:15 AM – 10:55 AM
Networking and Refreshment Break in Exhibit Hall
10:55 AM – 12:10 PM
Concurrent Sessions
Adopting Global Best Practices to Optimize Your SAR/STR Filing Process
Suspicious activity reporting is one of the key cornerstones of all compliance programs. Identifying and reporting possible illicit activities as well as creating executable filings for law enforcement can mean the difference between a successful criminal prosecution or a criminal on the loose. This seminar addresses critical items that must be included when filing a SAR/STR, how to efficiently and effectively aid law enforcement after a SAR/STR has been filed, and guidance on filing amended forms. Through dissection of recent cases, this session provides you with a detailed account of how the information provided in SARs/STRs has helped build strong cases against money launderers and fraudsters in the US and abroad. Let field experts guide you through the proper process of sharing a SAR/STR and the upcoming changes to the existing form and filing process.
Moderator:
Daniel D. Soto, CAMS, Executive Compliance Director and BSA Officer, ALLY BANK
Panel:
David Chenkin, Esq., Partner, Zeichner Ellman & Krause
Bess J. Michael, Associate Director, International Programs Division, Financial Crimes Enforcement Network (FinCEN)
Melissa L. Morelli, CAMS, Global Anti-Money Laundering and Economic Sanctions,
Global AML and Economic Sanctions Enterprise Training Manager, Bank of America
Mark Weber, Special Agent, Criminal Investigation, Internal Revenue Service
Daniel Wager, Senior Vice President, Head of Global EDD, TD Bank
Connecting the Dots: Utilizing Data Mining to Identify and Investigate Criminal Activity
Whether you work within a public or private institution, knowing what you know is a perpetual challenge. One of the core duties and competencies of a Financial Intelligence Unit (FIU) is to analyze data to ensure that trends and patterns indicative of criminal activity are identified and investigated. Representatives from public and private FIUs will share success stories, methodologies, and lessons learned from their data mining and investigative efforts.
Moderator:
Aaron Karczmer, Vice President & Principal Compliance Leader, Enterprise Growth, American Express
Panel:
Michael P. Flowers, Director, Financial Crime Task Force for the City of New York, Office of the Mayor
Timothy C. Mcneill, CAMS, Senior Vice President of the AML Financial Intelligence Unit, HSBC North America Holdings
Angel Nguyen, Vice President, Enterprise AML Operations & Financial Intelligence Unit, American Express
Mortgage and Loan Modification Fraud: Remaining Lessons for Financial Institutions to Learn
At the end of 2010 FinCEN released dual reports indicating a significant increase in the incidents of mortgage fraud discovered as a result of submitted SARs. According to these reports, the increase in mortgage fraud reporting was attributed to an increased focus on mortgages originating 3-5 years ago, and indicates that lending institutions were lax in their due diligence associated with mortgage loans. This session addresses the red flags that lead to many of the fraudulent transactions identified in the FinCEN report and outlines the enhancements needed to bolster your due diligence program. Hear recent case studies and typologies that exemplify this pervasive fraud and will assist you in preventing it.
Panel:
Scott Hunter, Supervisory Special Agent, Federal Bureau of Investigation
Meryl Lutsky, Chief, Money Laundering Investigations Unit, New York State Crime Proceeds Strike Force, New York Attorney General’s Office
Addressing Money Laundering and Terrorist Financing Risks in the Middle East
In light of recent political unrest within the Middle East and FinCEN’s crucial advisories, entities doing business in this region must exercise thorough due diligence on their customers and maintain heightened alert levels when reviewing transactions. Discuss these and other areas of concern with industry peers, as well as practical and timely solutions to address Politically Exposed Persons challenges, sanctions and other added risks associated with political instability.
Moderators:
Samar Baasiri, CAMS, Head of Compliance Unit, BankMed
Douglas Greenburg, Partner, Latham and Watkins
Meeting Regulatory Demands While Maintaining Operational Efficiency
An organization’s AML/CTF department is tasked with both meeting regulatory expectations and sustaining efficient and compliant controls. In addressing these challenges, AML/CTF professionals must build a program that fits into the organization’s structures--and such a program cannot impede business with its customer base. Join this session to receive valuable insight on how to build or modify an AML program that provides the needed oversight over regulatory requirements and works seamlessly within your organization. Topics to be addressed include adopting a risk-based approach to avoid unnecessary burdens or delays, leveraging other departments’ findings and data intelligence, and effectively utilizing automated processes and controls to facilitate transaction review.
Moderators:
Kim Estrada, Chief Compliance Officer, Institutional Liquidity
Joel M. Bongard, CAMS, Senior Vice President, Chief BSA/AML Officer, Comerica Bank
*This session is repeated on Monday, September 19 at 1:25 PM – 2:40 PM (Concurrent Sessions)
Changing Perspectives: Creating Partnerships Between Casinos and Financial Institutions
The seemingly endless supply of complex transactions between casinos and financial institutions can create a tempting target for criminal activity. Given the financial interdependence of casinos and banks on each other, wouldn’t it make sense to forge partnerships to cooperate in combating money laundering and terrorist financing? Take part in this peer discussion as casino and financial institution compliance executives explain the regulatory requirements affecting both parties, best practices in identifying and managing high-risk accounts, and how to combine intelligence efforts to spot and investigate illicit activities.
Moderators:
Kim McCabe, CAMS, CPA, Vice President, Compliance, Las Vegas Sands Corp.
*This session is repeated on Monday, September 19 at 1:25 PM – 2:40 PM (Concurrent Sessions)
Focus on Insurance: Best Practices for AML Transaction Monitoring Programs
This peer discussion group allows you to seek proven approaches to best monitor suspicious activities within your organization. Learn how to spot the red flags associated with illicit transactions and how to leverage technology to create automated identifiers. Walk away with ready-to-use advice on how to re-calibrate your existing detection processes to best suit your business model.
Moderators:
Jurgen Egberink, Global AML Compliance Officer, Group Compliance, Zurich Insurance Company Limited
Richard H. Harvey, Jr., Esquire, CRCM, Director of Compliance, State Farm Bank
*This session is repeated on Monday, September 19 at 1:25 PM – 2:40 PM (Concurrent Sessions)
Exposing the Challenges and Risks of Banking in China and the Asia Pacific Region
The nuances, regulatory requirements and unique cultural customs have proven to be a challenge for US and other regional institutions entering the Asia-Pacific market. This session explores best practices for conducting business in China and other Asia -Pacific countries. Key areas that will be addressed are shell companies, foreign exchange transactions, PEP lists and letters of credit. Clear and valuable guidance will also be given for conducting Know Your Customer and Enhanced Due Diligence procedures.
Moderator:
James A. Saporito, CAMS, Compliance Officer, New York Branch, Shinhan Bank
12:10 PM – 1:25 PM
Networking Luncheon
1:25 PM – 2:40 PM
Concurrent Sessions
Standardizing Compliance Programs Across Multiple Jurisdictions
Creating a robust and efficient AML/CTF program within a complex multi-jurisdictional institution requires a strong compliance-minded culture across all levels of the organization. Some of the key issues affecting such organizations are the varying and sometimes conflicting regulatory requirements depending on the regions in which they operate, complying with privacy and confidentiality laws, and sharing information amongst its affiliated companies. Learn how to apply leading world practices to optimize your compliance program across multiple jurisdictions, business units and regions--and discover the keys to implementing an effective risk assessment program that exceeds regulatory expectations.
Moderator:
Susan Galli, CAMS, Senior Vice President, AML Program Director, HSBC North America Holdings
Panel
Yvette Hollingsworth, Managing Director, Global Financial Crime, Barclays Capital
Kim McCabe, CAMS, CPA, Vice President, Compliance, Las Vegas Sands Corp.
Maximizing Your Current Metrics to Optimize Data Usage and Reports
AML systems generate large amounts of data which can lead to information overload if not managed properly. Establishing successful protocols that identify reporting expectations and data management is critical to an effective program. Be in the room as industry experts share best practices on refining your current metrics to focus on key items to measure and report, which in turn will allow executive boards to have the information they need to make educated decisions. Walk away with answers to questions such as how to report to the Board, what is reported, what is too much or too little information and how to respond to regulatory requests.
Moderator:
Roseanna Ridgway, CAMS, Compliance Consultant, Office of AML and OFAC Compliance, Nationwide Mutual Insurance Company
Panel:
Harold Adams Crawford, CAMS, Global Director of Anti-Money Laundering & Sanctions, Brown Brothers Harriman & Co.
Jason Vazquez, Director and Global AML and Financial Crimes Prevention Officer, Babson Capital Management
Leveraging Your AML Controls to Mitigate the Risks of Tax Evasion
Tax evasion has become a widespread epidemic across jurisdictions as noted by recent monetary penalties against financial institutions and stricter mandates by taxing authorities. As a result it is imperative that financial and related institutions strengthen onshore / offshore policies and practices, carefully screen transactions and identify the red flags associated with evasion crimes. This session discusses how to leverage your existing AML program to closely monitor financial patterns related to tax evasion, as well as practical solutions to implement within you AML program.
Moderator:
Gonzalo Vila, CAMS, Director of Latin America Operations, Association of Certified Anti-Money Laundering Specialists
Panel:
Ian M. Comisky, Partner, Blank Rome
Michael P. Flowers, Director, Financial Crime Task Force for the City of New York, Office of the Mayor
Strengthening Your Audit Program to Effectively Test AML Departments
Most audit programs are not traditionally built to look horizontally at AML departments; instead they are designed to test by products or by business units. It is imperative to change strategies and build a program that is able to easily recognize money laundering related problems. A program that connects the dots from other department and/or transactions related to questionable clients and illicit activities. This session teaches you how to take several factors into consideration, including regulatory expectations, recent enforcement actions, and your organization’s business model to create the correct scope of your AML audit testing. Learn how to create flexible program, one that reviews the AML department horizontally and is able to ensure BSA compliance. Plus, walk away with practical tips on training your staff.
Panel:
Henrique Dominguez, Legal and Compliance Manager, Banque Invik S.A. Luxembourg
Diana Liska, Esq., CAMS, Senior Auditor, Corporate Audit Services, First National of Nebraska
Jack Sonnenschein, Vice President, Enterprise Compliance Risk Management, American Express
Forging a Compliance-Minded Culture within Credit Unions and Community Banks
As community bank and credit union’s client base grow dramatically, so does their risks and exposure to new threats such as money laundering and other financial crimes. While resources allotted to AML departments are limited, their need to stay compliant remains the same as evidenced by recent heightened regulatory scrutiny. Learn the steps to create a culture that strengthens your AML program and fights financial crimes. Walk away with the tools that realign organizational priorities to focus on a sound enterprise-wide compliance culture from the executive level to your front-office personnel.
Moderator:
Marvel Ford, FVP, Risk Management Officer, California Credit Union
Elizabeth A. Slim, CAMS, Vice President, BSA Risk Manager, City National Bank
*This session is repeated on Monday, September 19 at 3:20 PM – 4:35 PM (Concurrent Sessions)
Fortifying Global Compliance Practices in the Caribbean
While Caribbean jurisdictions have robust AML/CTF regulations, as well as financial institutions that are committed to regulatory compliance; the region is still facing challenges in combating financial crimes. It is therefore apparent that a new way of thinking and methodology for addressing money laundering and related crimes is needed. This discussion group covers new approaches to achieve regulatory compliance through the use of emerging technologies, AML staff training and forging an anti-money laundering driven culture.
Moderators:
María de Lourdes Jiménez, Esq., Senior Vice President and Division Head Manager, Corporate Compliance Division, Popular
Jason Narinesingh, CAMS, Manager, Group Operational Risk and Compliance, First Citizens Bank Limited
*This session is repeated on Monday, September 19 at 3:20 PM – 4:35 PM (Concurrent Sessions)
Focus on Securities: Creating Optimal Customer Surveillance Programs
Customer Due Diligence is a key element to an entity’s success in avoiding potential BSA penalties as well as unwitting participation in illicit activities. Join this discussion group to receive guidance from experts and your peers regarding Customer Due Diligence (CDD) and Know Your Customers (KYC) best practices. Learn how to spot the red flags indicating possible money laundering activities, hear the latest fraud schemes being perpetrated against securities and broker-dealers, and analyze recent regulatory guidance affecting beneficial ownership. In addition, participate in a group discussion addressing ever-changing regulatory expectations and trends for 2011 and beyond.
Moderator:
John J. Davidson, Global Head of Anti-Money Laundering, E*TRADE Financial
Michael Rufino, Chief Operating Officer in Sales Practice in Member Regulation, FINRA
Betty Santangelo, Litigation Partner, Schulte Roth & Zabel
*This session is repeated on Monday, September 19 at 3:20 PM – 4:35 PM (Concurrent Sessions)
Focus on Insurance: Analysis of Regulatory Expectations for AML Program Optimization
As examinations become stricter, insurance companies must enhance their AML programs to meet the expectations imposed by their regulators. Listen as a panel of key experts addresses the new trends and perspective of the Internal Revenue Service, as well as the new independent testing practices being introduced. Receive thorough guidance on AML due diligence and intermediary due diligence in addition to practical tips for developing an effective training program for producers. Plus, learn how to conduct self-auditing to ensure continued compliance.
Moderator:
Brian Mannion, Lead Counsel, Office of the Chief Legal and Governance Officer, Nationwide Mutual Insurance Company
*This session is repeated on Wednesday, September 21 at 9:00 AM – 10:15 AM (Concurrent Sessions)
2:40 PM – 3:20 PM
Networking and Refreshment Break in Exhibit Hall courtesy of LexisNexis
3:20 PM – 4:35 PM
Concurrent Sessions
Leveraging the Latest Trends and Typologies in the Fight Against Terrorist Financing
The financing of terrorism has become a constant threat to financial institutions and the public sector around globe. As an AML/CTF professional it is your responsibility to ensure your compliance program is leading the charge in fighting terrorist financing. This session provides you with the tools to identify the latest terrorist threats and financial patterns that point to illicit activities. Walk away from this energetic discussion with practical controls and emerging solutions that are being developed to address these crimes - as well as instructions on how to utilize your current resources and financial intelligence to complement your existing practices.
Moderator:
Dennis M. Lormel, Founder and President, DML Associates
Panel:
James Candelmo, Executive Compliance Director and BSA/AML Officer, Ally Financial
John Riggi, Assistant Section Chief, Counterterrorism Division, FBI
Inclusion of Domestic and International PEPs in Your Overall Risk Assessment
Politically Exposed Persons (PEPs) have always been a source of discussion and careful consideration for AML programs worldwide. Meticulous screening of sanctions and PEP lists allows you to successfully conduct business with these individuals and provide the same types of services as other less risk-prone customers. This session demonstrates how to make PEPs an integral part of your risk assessment program and screening practices. You will learn enhanced monitoring techniques and best practices for constantly updating your lists to stay on top of the latest additions. Other topics to be covered will include FinCEN’s latest advisories and the FATF’s future revisions regarding domestic PEPs and their impact in your controls.
Moderator:
Jurgen Egberink, Global AML Compliance Officer, Group Compliance, Zurich Insurance Company Limited
Panel:
David Clark, CAMS, Head of Financial Crime Intelligence & Analysis, Barclays Wealth
Michelle L. Neufeld, Director and AML Risk Executive, Bank of America
Meg R. Zucker, Global AML Officer, Pacific Investment Management Company (“PIMCO”)
Hold for Hot Topic!
ACAMS knows that there can be a breaking issue, whether final regulation, new enforcement action or formal guidance, that MUST be covered at the 10th Annual Conference. To ensure that all of our sessions are topical, relevant and timely, we are instituting a new session---created only days before the conference, so you don't miss an opportunity to receive essential AML related information. This session will not be finalized until we are sure we have covered every new change for AML professionals. Check acamsglobal.org before you head to Vegas and you will see that we have ensured that you will participate in the only AML conference that keeps you current and informed.
Moderator:
John J. Byrne, CAMS, Executive Vice President, Association of Certified Anti-Money Laundering Specialists
Panel:
Sandra Bayer, CAMS, Retail Payment Solutions, Governance Manager, US Bank
Daniel D. Soto, CAMS, Chief Compliance Officer, Ally Financial
Richard A. Small, CAMS, Vice President, Enterprise Wide Anti-Money Laundering, Anti-Corruption and Sanctions Risk Management, American Express
Best Practices and Procedures for Independent Testing
With the increased reliance by regulators on independent audit testing comes the opportunity for external auditors to play an integral part in assisting financial organization’s AML/CTF programs. Join leading industry representatives as they explain the expectations of regulatory agencies, learn what leading practices are being used by AML audit experts, and obtain guidance on how to utilize your audit skill sets when applied to regulatory financial compliance audits. The session also addresses actual audit procedures that can be utilized in conducting testings, such as scoping of engagements, audit sampling and successful deficiency reporting.
Moderators:
Steven Beattie, CAMS, Principal, Financial Services, Ernst & Young
William Chapman, CAMS, Director, Aub Chapman Consulting Services Proprietary Limited
Impending Government Budget Cuts: Analyzing the Consequences for Financial Institutions
The cost-conscious economic and political climate in the US government is forcing public agencies to thoroughly reexamine their budgets and functions; the imminent reduction in government agency funding threatens to affect regulators as well as law enforcement. As an AML officer, you should expect these reductions to have an adverse impact on the government’s ability to perform their functions and consequently benefit money launderers and fraudsters. Join industry experts as they discuss possible proactive solutions to meet these challenges as they occur.
Moderator:
Edward Rodriguez, CAMS, CFS, EA, Principal, EORS Consulting LLC.
*This session is repeated on Monday, September 19 at 4:45 PM – 6:00 PM (Concurrent Sessions)
Back to Basics: Evaluating your AML Program from the Ground Up
While keeping up with constant regulatory updates, money laundering and terrorist financing advisory releases and other industry pronouncements, it is imperative to periodically take a step back to ensure that the principal requirements of your AML/CTF program are still intact. Are the four pillars of your program still standing? Attend this discussion group, made up of fellow AML/CTF officers and industry experts, and learn useful techniques to verify that your organization’s policies and procedures are current and under constant review. Pick up tips on effectively training your AML staff, instilling a culture of compliance and conducting effective independent reviews to accurately identify possible shortcomings. You are sure to leave this session with new ideas to ensure that your program not only has a sound basis, but that it will continue to evolve with the compliance landscape.
Moderators:
Harold Adams Crawford, CAMS, Global Director of Anti-Money Laundering & Sanctions, Brown Brothers Harriman & Co.
Robert W. Kidd, IV, Attorney, Legal, Federal Reserve Bank of Richmond
*This session is repeated on Monday, September 19 at 4:45 PM – 6:00 PM (Concurrent Sessions)
Focus on MSBs: Effectively Risk-Rating Your Products and Customers
In order to fully assess the risks posed by the various products provided by a company and its client base, MSB compliance officers must conduct a thorough risk analysis of their business. Join this session as an interactive panel of experts delves into proven approaches and techniques to identify the potential money laundering risks of having multiple business products and a varied customer base. This session also provides you with an in-depth understanding of how to flawlessly incorporate risk assessments within your AML compliance program.
Moderators:
Anthony Rodriguez, CAMS, Chief Global Compliance Officer, RIA Financial Services
Sepideh Behram, VP, Global Compliance & Ethics, Global Commercial Card, American Express
*This session is repeated on Monday, September 19 at 4:45 PM – 6:00 PM (Concurrent Sessions)
Focus on Securities: Understanding the New CFTC Regulations and their Impact on Your Organization
The Commodities Futures Trading Commission (CFTC) recently released their final ruling on off-exchange retail foreign exchange transactions which ensures solid customer protection programs and organizational forex financial reliability. Join experts as they analyze and dissect the new rules and requirements to provide you with the key requirements that apply to your organization. This session addresses the pivotal issues affecting securities broker-dealers including registration, reporting, disclosure requirements and recordkeeping. This unique interactive session gives you the opportunity to ask the panel of experts your most pressing questions and get direct advice on how this new mandate affects you.
Moderator:
Vasilios P. Chrisos, Americas AML & Economic Sanctions Director, Macquarie Compliance, Macquarie Group
Kim Estrada, Chief Compliance Officer, Institutional Liquidity Holdings
*This session is repeated on Wednesday, September 21 at 9:00 AM – 10:15 AM (Concurrent Sessions)
4:35 PM – 4:45 PM
Move to Next Session
4:45 PM – 6:00 PM
Plenary Session
Going Behind the Headlines of Recent Enforcement Actions: What Really Went Wrong?
As regulatory expectations and examination procedures become stricter, financial institutions are struggling to keep up as shown by recent news headlines and staggering fines this year. This seminar uncovers the critical systems and program failures that have led to monetary penalties being enforced in financial institutions around the globe. You will hear detailed updates on regulatory trends for 2011/2012 such as the increased use of independent reviews during examinations. By dissecting real-world examples--including Lebanese Canadian Bank, HSBC, Royal Bank of Scotland, and Zion’s Bank--expert presenters show you how to avoid similar problems within your own institution. This must-attend session lays out the tools needed to maintain a sound compliance program that protects your organization against monetary and reputational damages.
Moderator:
Brian Mannion, Lead Counsel, Office of the Chief Legal and Governance Officer, Nationwide Mutual Insurance Company
Panel:
Peter Neilson, Vice President, Anti-Money Laundering Compliance, Capital One Bank
Sean M. O'Malley, Deputy Chief Investigator – Enforcement, Federal Reserve Bank of New
Louise Batdorf, BSA/AML Compliance Specialist, Office of the Comptroller of the Currency
6:00 PM – 6:15 PM
ACAMS Awards Ceremony
6:15 PM – 7:15 PM
10th Anniversary Gala Networking Reception
The ACAMS 10th Annual conference is packed with practical information including newly revamped and highly interactive sessions led by experts from leading global organizations.
Plenary Sessions
Leading international AML/CTF authorities have agreed to share critical intelligence and proven best practices to combat financial crime. You will receive the latest legislative updates and insight into regulatory expectations. Whether you are affiliated with a financial institution, a non-depository institution or a government agency, you cannot afford to miss these insightful presentations.
Seminars
Seminar sessions are strategically selected topics addressing your most pressing challenges. They provide vital regulatory updates presented by panels of globally-recognized AML/CTF experts. These highly informative presentations give you practical takeaways covering areas such as emerging financial crimes and creating meaningful public-private partnerships. Walk away with new insight to ensure your AML/CTF program exceeds regulatory expectations.
Workshops
This year’s workshop track is packed with practical information and interactive exercises in each and every session, all led by experts representing organizations around the world. Learn ready-to-use techniques for your investigations department, tools to integrate FCPA into your existing AML program and best practices for managing your FIU through these hands-on sessions.
Financial Institution Case Study Analysis [NEW TRACK]
For the first time in its history, the ACAMS Annual conference features a track solely dedicated to the detailed analysis of real-life case studies. Hear international thought leaders and government officials dissect recent incidents regarding alternative currency, trade finance and mortgage fraud--and share best practices and real-world techniques to apply to your own program.
Focus on Audit [NEW TRACK]
In response the increased use of independent audit findings in regulatory scrutiny, the following audit-focused sessions have been added to the program, providing you with the most effective tools and techniques for conducting AML audits, fortifying your current practices and efficiently testing your existing program. Learn directly from experienced presenters how to overcome the critical challenges directly affecting the AML audit professional.
Financial Institution Discussion Group
Effective training and peer-to-peer information sharing are pivotal elements of any AML/CTF program. Join these intimate bank-specific discussion groups to connect with your peers and get the latest intelligence on how to fortify your current AML/CTF program against financial crimes.
Government Focus Discussion Groups
As a government official, training and partnerships are key elements in preventing criminal activity. The goal of these discussion groups is to provide a platform for government and industry professionals to exchange ideas, share best practices and forge valuable new alliances with peers. Join skilled moderators as they lead compelling and ground-breaking discussions.
Regional Focus Discussion Groups
Join expert moderators as they assess the potential risks of—and innovative approaches to—conducting business in international jurisdictions. Get updated information on the latest criminal schemes affecting your international business and learn how extraterritorial and local laws can potentially change the way your department operates.
Non-Depository Institutions Discussion Groups
Targeted exclusively to securities, insurance and MSBs, these discussion groups provide a thorough update on the latest challenges affecting non-depository institutions. Participants will have the opportunity to interact with industry peers and expert moderators, expanding your knowledge and increasing your network of AML/CTF contacts.
Download Detailed Conference Program