7:45 AM – 7:00 PM
Registration and Exhibit Hall Open
Registration courtesy of Safe Banking Systems
Name Badge courtesy of TAMLO
Lanyard courtesy of Wolters Kluwer
7:45 AM – 8:45 AM
Networking Breakfast in Exhibit Hall
8:45 AM – 9:00 AM
Welcome Remarks
9:00 AM – 10:15 AM
Plenary Session
10th Anniversary of the ACAMS Annual Conference: What Have We Learned and Where are We Headed?
In 2002, ACAMS held its first annual meeting. At that time, the gathering provided members with an opportunity to meet with regulators get practical advice on AML products and discuss the major issues post-9/11. Quite a bit has happened in the intervening years as ACAMS has expanded its membership and risen to the challenge of assisting the global AML community. Join a panel of ACAMS pioneers for an insightful and entertaining look back at the major AML events of the past decade and predictions for impending challenges as we look towards the future.
Moderator:
John J. Byrne, CAMS, Executive Vice President, Association of Certified Anti-Money Laundering Specialists
Panel:
Al Gillum, CAMS, Postal Inspector (Ret), President/Founder, Advanced Compliance Technologies
Michael McDonald, CAMS, President, Michael McDonald & Associates
Saskia Rietbroek, CAMS, Partner, AML Services International
Daniel D. Soto, CAMS, Executive Compliance Director and BSA Officer, ALLY BANK
10:15 AM – 10:55 AM
Networking and Refreshment Break in Exhibit Hall
10:55 AM – 12:10 PM
Plenary Session
Key 2011 Regulatory and Statutory Developments: Impact on the US and Abroad
Hear from representatives of international government agencies as they discuss the impact of recent extra-territorial mandates on financial institutions around the world. Be in the room as experts examine the impact of new laws including, the UK Bribery Act, new Mexican legislation affecting cash deposits, budget challenges that could affect BSA data--as well as pending proposals affecting areas such as cross-border wire transfers, prepaid cards, and the FATF’s revisions of the 40+9 that could modify existing guidance on Politically Exposed Persons and tax evasion as a predicate crime to money laundering. Plus, learn about any new regulatory expectations in the United States due to changes in agency oversight.
Moderator:
John J. Byrne, CAMS, Executive Vice President, Association of Certified Anti-Money Laundering Specialists
Panel:
Nicolas W. Burbidge, Senior Director, AML, Office of the Superintendent of Financial Institutions, Canada
Jamal El-Hindi, Associate Director, Regulatory Policy and Programs Division, Financial Crimes Enforcement Network (FinCEN)
Debra L. Novak, CAMS, Chief, Anti-Money Laundering Section, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
Suzanne Williams, Manager, Compliance Section, Bank Supervision and Regulation, Board of Governors of the Federal Reserve System
John Wagner, Director, Bank Secrecy Act/Anti-Money Laundering Compliance, Office of the Comptroller of the Currency
12:10 PM – 1:25 PM
Networking Luncheon
1:25 PM – 2:40 PM
Concurrent Sessions
AML Risks and Controls in Alternative Currencies and Payment Systems
Many alternative currencies and payment options provide a more convenient payment option to the individual purchaser than physical cash or credit cards. With the popularity of online shopping and social media platforms like Facebook and Twitter, many demographics are moving away from physical currency. What effect will social media, mobile phones and emerging technologies have on your AML program? Are you ready for the leading alternative currencies and payment systems such as stored value cards, reward points, electronic wallets, mobile payments, social media and virtual currency reach a critical mass of users and accepting merchants? Attend this session and learn the answers to these and other pressing questions regarding alternative currency and emerging payment methods.
Moderator:
Anthony Rodriguez, CAMS, Chief Global Compliance Officer, RIA Financial Services
Panel:
Pervees Faisal I., Chief Anti-Money Laundering Officer, AlertPay
Christopher Martin, Executive Vice President, Global Operations and Compliance Officer, Obopay
Karen M. Moloney
William Voorhees, CAMS, C.F.E., Director, Financial Intelligence Unit, SVB Financial Group
Establishing Best Practices for Investigative Procedures within Your AML Department
Having basic procedures and controls in place for your investigations department is no longer sufficient, as criminals are constantly creating new ways of laundering monies and taking advantage of your organization. Are your investigative techniques changing to adapt to new methods of money laundering? Is your department able to successfully tackle issues such as Politically Exposed Persons (PEPs), FCPA-related cases, and other financial crimes with innovative investigation procedures? This practical and interactive workshop addresses these questions and provides you with a thorough understanding of the investigative process and its structure. The session’s instructors will address the differences between federal and local law enforcement investigations and detail the differences in subpoenas, search warrants, and what each group is specifically looking for. The time constraints for local versus federal investigations and your role as a compliance officer will also be explored.
Moderator/Speaker:
Brian J. Wimpling, CAMS, Senior Vice President, Corporate Compliance and Security, Capital City Bank
Panel:
Steve Gurdak, CAMS, Supervisor, Washington Baltimore HIDTA-NVSI
Roseanna Ridgway, CAMS, Compliance Consultant, Office of AML and OFAC Compliance, Nationwide Mutual Insurance Company
Edward Rodriguez, CAMS, CFS, EA, Principal, EORS Consulting LLC.
Tackling New Trends in Trade Finance: Going Beyond Common Typologies
Trade-based financial crimes have evolved from well known over- and under-invoicing to include crimes involving letters of credit, trade sanctions violations and other schemes that threaten the effectiveness of your AML compliance program. These and other challenges will be addressed during this session. You will also hear from well versed industry leaders in the area of trade-based money laundering and share their knowledge of these issues with your peers. Take home ready-to-execute solutions in the areas of risk management, Know Your Customer, and international banking to help you avoid becoming a conduit of illegal money movement.
Panel:
Alan Ketley, Managing Director, AML Compliance, Treasury and Securities Services, JPMorgan
Raymond Villanueva, Unit Chief, Trade Transparency Unit (TTU), US Immigration and Customs Enforcement, US Department of Homeland Security
Forging Beneficial Regulator/Law Enforcement Partnerships
The knowledge obtained by law enforcement agencies continues to be an untapped resource which, if applied by regulators, could assist them in refining and updating their examination focus when visiting financial institutions. Join this insightful and interactive peer discussion as public sector leaders explain the benefits of partnerships between law enforcement agencies and regulators, for the purpose of information sharing regarding the latest financial crime trends. Hear the latest schemes in criminal activities and terrorist financing typologies, and walk away with executable advice for your next program review.
Moderators:
Thomas H. Roche, Deputy General Counsel & Senior Vice President, Federal Reserve Bank of New
Daniel Wager, Director, New York HIFCA
Meeting Regulatory Demands While Maintaining Operational Efficiency
An organization’s AML/CTF department is tasked with both meeting regulatory expectations and sustaining efficient and compliant controls. In addressing these challenges, AML/CTF professionals must build a program that fits into the organization’s structures--and such a program cannot impede business with its customer base. Join this session to receive valuable insight on how to build or modify an AML program that provides the needed oversight over regulatory requirements and works seamlessly within your organization. Topics to be addressed include adopting a risk-based approach to avoid unnecessary burdens or delays, leveraging other departments’ findings and data intelligence, and effectively utilizing automated processes and controls to facilitate transaction review.
Moderators:
Kim Estrada, Chief Compliance Officer, Institutional Liquidity
Joel M. Bongard, CAMS, Senior Vice President, Chief BSA/AML Officer, Comerica Bank
*This session is repeated on Tuesday, September 20 at 10:55 AM – 12:10 PM (Concurrent Sessions)
Changing Perspectives: Creating Partnerships Between Casinos and Financial Institutions
The seemingly endless supply of complex transactions between casinos and financial institutions can create a tempting target for criminal activity. Given the financial interdependence of casinos and banks on each other, wouldn’t it make sense to forge partnerships to cooperate in combating money laundering and terrorist financing? Take part in this peer discussion as casino and financial institution compliance executives explain the regulatory requirements affecting both parties, best practices in identifying and managing high-risk accounts, and how to combine intelligence efforts to spot and investigate illicit activities.
Moderator:
Kim McCabe, CAMS, CPA, Vice President, Compliance, Las Vegas Sands Corp.
*This session is repeated on Tuesday, September 20 at 10:55 AM – 12:10 PM (Concurrent Sessions)
Focus on Insurance: Best Practices for AML Transaction Monitoring Programs
This peer discussion group allows you to seek proven approaches to best monitor suspicious activities within your organization. Learn how to spot the red flags associated with illicit transactions and how to leverage technology to create automated identifiers. Walk away with ready-to-use advice on how to re-calibrate your existing detection processes to best suit your business model.
Moderators:
Jurgen Egberink, Global AML Compliance Officer, Group Compliance, Zurich Insurance Company Limited
Richard H. Harvey, Jr., Esquire, CRCM, Director of Compliance, State Farm Bank
*This session is repeated on Tuesday, September 20 at 10:55 AM – 12:10 PM (Concurrent Sessions)
Combating Consistent Anti-Money Laundering Challenges: Topical Discussions with Subject Matter Experts
Courtesy of Thomson Reuters
Participate in open-forum discussions with subject matter experts on the following topics through table-based discussions on FCPA and UK Bribery Act; FinCEN rulemakings including cross-border reporting rules, etc.; best practices on writing SARs, plus the latest updates on securities industry AML developments.
Moderators:
Rita Glavin, Partner, Vinson & Elkins
Betty Santangelo, Litigation Partner, Schulte Roth & Zabel
Don Temple, Director, Forensic, Advisory Services, KPMG
Richard Weber, Deputy Chief, Investigation Division Chief, Major Economic Crimes Bureau, New York County District Attorney’s Office
2:40 PM – 3:20 PM
Networking and Refreshment Break in Exhibit Hall courtesy of Associated Risk Group, LLC
3:20 PM – 4:35 PM
Concurrent Sessions
Developing Innovative Practices to Further Public and Private Sector Relationships
Criminal organizations are not restrained by institutional boundaries, so why should government agencies and private organizations? While governments and private institutions share a common goal in fighting money laundering and terrorist financing, their different approaches, agendas, and lack of communication can hinder effectively preventing financial crime. Join this session to explore innovative practices that have been proven to lead to stronger, more efficient partnerships between the public and private sectors. Improve your internal operational controls, response time, and investigative procedures by expanding your perspective to include that of law enforcement.
Moderator:
John J. Byrne, CAMS, Executive Vice President, Association of Certified Anti-Money Laundering Specialists
Panel:
James A. Cox III, CAMS, Sergeant, Fairfax County Police Department
Jessica L Gomel, Vice President, Compliance Director, JPMorgan Chase
Holly D. Lias, AML Officer, Compliance, TD Ameritrade
Mark Weber, Special Agent, Criminal Investigation, Internal Revenue Service
Leveraging Your Existing AML Program to Comply with the FCPA and UK Bribery Act Requirements
The Foreign Corrupt Practices Act (FCPA) and the UK Anti-Bribery Act are of major concern to all AML officers and public sector representatives as they pose significant potential liabilities. This session teaches you how to utilize the existing resources within your AML program to tackle the mandates established by these Acts. Learn how to avoid potential fines by strategically modifying your current program to include the FCPA and other Acts dealing with bribery and corruption as they relate to money laundering and terrorist financing.
Moderator:
Christopher W. Cuzzucoli, Vice President, AML/OFAC Officer, Risk Management and Investigations, Charles Schwab
Panel:
David Clark, CAMS, Head of Financial Crime Intelligence & Analysis, Barclays Wealth
Douglas Greenburg, Partner, Latham and Watkins
Jason Vazquez, Director and Global AML and Financial Crimes Prevention Officer, Babson Capital Management
Automating Processes and Monitoring for Small and Medium Sized Institutions
One size does not always fit all. It is necessary for an organization to have the right applications at its disposal that provides them with all benefits needed without hindering their processes. The size of your organization and the types of products you provide will determine the type of systems and tools you must in place. Selecting the right technology and monitoring tools, whether store bought or home grown, needs to be tailored to your particular requirements. This session provides you with the knowledge you must have to make informed decisions on your organization’s automated processes needs. The session examines the applications available based on your institution’s type and size, as well as how to best use such applications to automate your processes.
Moderators:
Myrna Olvera, CAMS, Senior Vice President and Operations Risk Manager, City National Bank
Nancy J. Saur, CAMS, FICA, Compliance Manager, Millennium bcp Bank & Trust
Public Sector Focus: Deciphering Bank Records During Investigations
Complexity of documentation received by law enforcement from banking and other institutions during investigations can make it challenging in obtaining a clear picture of the actual state of the organization. During this session, financial institution representatives explain in detail the real meaning behind the informational records that are frequently provided during an investigation. Take advantage of this opportunity to have your questions answered by industry leaders regarding documentation you have received in the field, as well as guidance from your peers on best practices when dealing with incomplete or challenging records, and which back-up documents are a must to ask for.
Moderators:
John McCarthy, CAMS, Senior Vice President and Director of Financial Intelligence, Union Bank
Brian J. Wimpling, CAMS, Senior Vice President, Corporate Compliance and Security, Capital City Bank
Forging a Compliance-Minded Culture within Credit Unions and Community Banks
As community bank and credit union’s client base grow dramatically, so does their risks and exposure to new threats such as money laundering and other financial crimes. While resources allotted to AML departments are limited, their need to stay compliant remains the same as evidenced by recent heightened regulatory scrutiny. Learn the steps to create a culture that strengthens your AML program and fights financial crimes. Walk away with the tools that realign organizational priorities to focus on a sound enterprise-wide compliance culture from the executive level to your front-office personnel.
Moderators:
Marvel Ford, FVP, Risk Management Officer, California Credit Union
Elizabeth A. Slim, CAMS, Vice President, BSA Risk Manager, City National Bank
*This session is repeated on Tuesday, September 20 at 1:25 PM – 2:40 PM (Concurrent Sessions)
Fortifying Global Compliance Practices in the Caribbean
While Caribbean jurisdictions have robust AML/CTF regulations, as well as financial institutions that are committed to regulatory compliance; the region is still facing challenges in combating financial crimes. It is therefore apparent that a new way of thinking and methodology for addressing money laundering and related crimes is needed. This discussion group covers new approaches to achieve regulatory compliance through the use of emerging technologies, AML staff training and forging an anti-money laundering driven culture.
Moderators:
María de Lourdes Jiménez, Esq., Senior Vice President and Division Head Manager, Corporate Compliance Division, Popular
Jason Narinesingh, CAMS, Manager, Group Operational Risk and Compliance, First Citizens Bank Limited
*This session is repeated on Tuesday, September 20 at 1:25 PM – 2:40 PM (Concurrent Sessions)
Focus on Securities: Creating Optimal Customer Surveillance Programs
Customer Due Diligence is a key element to an entity’s success in avoiding potential BSA penalties as well as unwitting participation in illicit activities. Join this discussion group to receive guidance from experts and your peers regarding Customer Due Diligence (CDD) and Know Your Customers (KYC) best practices. Learn how to spot the red flags indicating possible money laundering activities, hear the latest fraud schemes being perpetrated against securities and broker-dealers, and analyze recent regulatory guidance affecting beneficial ownership. In addition, participate in a group discussion addressing ever-changing regulatory expectations and trends for 2011 and beyond.
Moderators:
John J. Davidson, Global Head of Anti-Money Laundering, E*TRADE Financial
Michael Rufino, Chief Operating Officer in Sales Practice in Member Regulation, FINRA
Betty Santangelo, Litigation Partner, Schulte Roth & Zabel
*This session is repeated on Tuesday, September 20 at 1:25 PM – 2:40 PM (Concurrent Sessions)
An Alternative to Money Laundering Prosecution: Unexplained Wealth Orders
Courtesy of Booz Allen Hamilton
Proving money laundering (ML) is hard enough; proving that a kingpin laundered the money can be impossible. Often it is only lower and mid-level players who are prosecuted. A new legal tool has recently come into force in several countries that provides a way around ML laws: Unexplained Wealth Orders (UWO). These are designed to deny a criminal the benefit of illegal gains where he has so clouded his assets’ origin that it is impossible for the government to prove a connection between a suspect’s wealth and ML activity. Countries that have enacted such laws include Australia, Canada, Ireland and Italy. Unlike traditional asset forfeiture, under these laws the government no longer has to prove that a person was involved in criminal activity, nor that a particular asset was used in the facilitation of, or derived from, a crime. Most importantly, in some countries these laws shift the burden of proof to the suspect to prove the legitimacy of his money. This presentation will fully describe how banks in these countries have been called upon to assist in UWO prosecution, examine the laws’ effectiveness, explore lessons learned, and analyze the applicability of UWOs to the US.
Moderators:
Duncan DeVille, AML Lead, Booz Allen Hamilton. Adj. Professor of Law, Georgetown University
Pranvera Kirkbride, Associate, Diplomacy and International Development Division, Booz Allen Hamilton
4:35 PM – 4:45 PM
Move to Next Session
4:45 PM – 6:00 PM
Concurrent Sessions
Effectively Managing Your Organization’s Global Sanctions Program
Staying abreast of the ever-changing world of sanctions is one of the biggest challenges in the compliance officer’s responsibilities. Don’t miss this panel discussion as sanctions management experts delve into the new economic sanctions requirements, program expectations, database standards, and debate whether today’s technology is providing adequate solutions to screening challenges. Learn the intricacies of the Comprehensive Iran Sanctions Accountability and Divestment Act (CISADA) and new audit requirements which will soon be imposed. Plus, learn which controls you must have in place to comply with the increased expectation of oversight from the head office, along with an overview of recent sanctions related enforcement actions.
Moderator:
Kieran Beer, Editor-in-Chief, MoneyLaundering.com, ComplianceAdvantage.com
Panel:
Samar Baasiri, CAMS, Head of Compliance Unit, BankMed
Francisco Rapp, Chief Sanctions Officer, Global Sanctions Compliance, Citigroup Inc.
Implementing Proven Techniques for Uncovering Ultimate Beneficial Ownership
Finding the “warm body” behind a transaction can be a difficult task, especially when these transactions go through several layers of complexity and multiple jurisdictions. This workshop begins by discussing the latest US guidance on beneficial ownership and moves into techniques for successfully utilizing a risk-based approach to achieve your goal. Learn through case studies and real-life examples how to incorporate leading practices in your current program and how to effectively enhance your Know Your Customer (KYC) procedures.
Moderator:
Susan Tuccillo, Senior Vice President, Nordea Bank Finland
Panel:
Cherise Cox-Nottage, CAMS, Executive Director, Head of Legal Department, UBS (Bahamas) Limited
Michelle L. Neufeld, Director and AML Risk Executive, Bank of America
Suzanne Williams, Manager, Compliance Section, Bank Supervision and Regulation, Board of Governors of the Federal Reserve System
Meg R. Zucker, Global AML Officer, Pacific Investment Management Company (“PIMCO”)
Emerging Payment Channels and New Products: Possible Money Laundering Risks?
The evolution of electronic payment methods, mobile payment applications, usage of prepaid cards, and peer-to-peer payments is of increasing concern to anti-money laundering officers. The question remains whether these new channels and products present new money laundering risks. Participate in a robust discussion with industry leaders regarding new risks that may be associated with these new channels and products, and what controls may be required.
Moderator:
Aaron Karczmer, Vice President & Principal Compliance Leader, Enterprise Growth, American Express
Panel:
John Melican, Managing Director and Head, BSA/AML/OFAC Compliance, Bank of Tokyo-Mitsubishi UFJ
Christopher Siddons, CAMS, AML Compliance Operations Director, Corporate Compliance and Regulatory Affairs, Ally Financial
Gene Truono, Vice President, Global Anti-Money Laundering/Anti-Corruption and Vendor Management Compliance, Paypal
Banking by the Border: How Mexico’s New Regulatory Changes are Affecting Your Organization
The recently enacted Mexican regulation and the increase in organized crime have made it difficult to continue “business as usual” for financial institutions. This discussion group addresses your most pressing concerns regarding the Mexican regulatory changes and their indirect impact on financial institutions in the US and the world. The session covers concerns in terms of US currency deposit restrictions and how criminals are finding new ways of entering ill-earned monies into the financial system. Hear financial industry leaders share the latest findings related to the smuggling of humans, cash and drugs, repatriation of US bank notes, and casas de cambio from not only Mexico, but from Canada. Obtain timely advice on how to protect your organization from these emerging and evolving threats.
Moderator:
Benjamin J. Floyd, Senior Director, AML Compliance Officer, Wal-Mart Stores
Guillermo Horta, Managing Director, Bank of America Merrill Lynch
Meryl Lutsky, Chief, Money Laundering Investigations Unit, New York State Crime Proceeds Strike Force, New York Attorney General’s Office
Impending Government Budget Cuts: Analyzing the Consequences for Financial Institutions
The cost-conscious economic and political climate in the US government is forcing public agencies to thoroughly reexamine their budgets and functions; the imminent reduction in government agency funding threatens to affect regulators as well as law enforcement. As an AML officer, you should expect these reductions to have an adverse impact on the government’s ability to perform their functions and consequently benefit money launderers and fraudsters. Join industry experts as they discuss possible proactive solutions to meet these challenges as they occur.
Moderator:
Edward Rodriguez, CAMS, CFS, EA, Principal, EORS Consulting LLC.
*This session is repeated on Tuesday, September 20 at 3:20 PM – 4:35 PM (Concurrent Sessions)
Back to Basics: Evaluating your AML Program from the Ground Up
While keeping up with constant regulatory updates, money laundering and terrorist financing advisory releases and other industry pronouncements, it is imperative to periodically take a step back to ensure that the principal requirements of your AML/CTF program are still intact. Are the four pillars of your program still standing? Attend this discussion group, made up of fellow AML/CTF officers and industry experts, and learn useful techniques to verify that your organization’s policies and procedures are current and under constant review. Pick up tips on effectively training your AML staff, instilling a culture of compliance and conducting effective independent reviews to accurately identify possible shortcomings. You are sure to leave this session with new ideas to ensure that your program not only has a sound basis, but that it will continue to evolve with the compliance landscape.
Moderators:
Harold Adams Crawford, CAMS, Global Head of Anti-Money Laundering, Deputy Director of Compliance, Brown Brothers Harriman & Co.
Robert W. Kidd, IV, Attorney, Legal, Federal Reserve Bank of Richmond
*This session is repeated on Tuesday, September 20 at 10:55 AM – 12:10 PM (Concurrent Sessions)
Focus on MSBs: Effectively Risk-Rating Your Products and Customers
In order to fully assess the risks posed by the various products provided by a company and its client base, MSB compliance officers must conduct a thorough risk analysis of their business. Join this session as an interactive panel of experts delves into proven approaches and techniques to identify the potential money laundering risks of having multiple business products and a varied customer base. This session also provides you with an in-depth understanding of how to flawlessly incorporate risk assessments within your AML compliance program.
Moderators:
Anthony Rodriguez, CAMS, Global Compliance Officer, AFEX associated foreign exchange
Sepideh Behram, VP, Global Compliance & Ethics, Global Commercial Card, American Express
*This session is repeated on Tuesday, September 20 at 3:20 PM – 4:35 PM (Concurrent Sessions)
Leverage the Power of a Unified Approach to Financial Crime and Compliance Management
Courtesy of Oracle
Criminals do not operate in organized functional silos. And financial crime and related regulatory expectations are growing increasingly complex. As a result, financial institutions are seeking an enterprise approach to fighting financial crime as an important evolutionary step to enable improved management of regulatory and financial risk. At the same time, firms wish to leverage their existent investments in “best-of-breed” financial crime solutions and applications. Join this session to explore how your firm can achieve a more unified approach to financial crime while continuing to leverage the investments you have already made. Rapidly evolving investigations, analytical and business intelligence capabilities can provide an operations layer that helps better manage and prevent financial crime, achieve significant operational benefits and business efficiencies, and ensure improved management of regulatory and financial risk. You will gain an understanding of how such an approach can deliver a more transparent view of financial activity and customer risk along with operational efficiencies and reduced cost.
Moderators:
Mitch Avnet, Senior Vice President and Chief Ethics and Compliance Officer, Lincoln Financial Group
Mathew Salyer, Senior Principle Solutions Specialist, Oracle Financial Services
Karen Van Ness, Product Strategy and Development, Oracle Financial Services
6:00 PM – 7:00 PM
Networking Reception in Exhibit Hall courtesy of Accuity
The ACAMS 10th Annual conference is packed with practical information including newly revamped and highly interactive sessions led by experts from leading global organizations.
Plenary Sessions
Leading international AML/CTF authorities have agreed to share critical intelligence and proven best practices to combat financial crime. You will receive the latest legislative updates and insight into regulatory expectations. Whether you are affiliated with a financial institution, a non-depository institution or a government agency, you cannot afford to miss these insightful presentations.
Seminars
Seminar sessions are strategically selected topics addressing your most pressing challenges. They provide vital regulatory updates presented by panels of globally-recognized AML/CTF experts. These highly informative presentations give you practical takeaways covering areas such as emerging financial crimes and creating meaningful public-private partnerships. Walk away with new insight to ensure your AML/CTF program exceeds regulatory expectations.
Workshops
This year’s workshop track is packed with practical information and interactive exercises in each and every session, all led by experts representing organizations around the world. Learn ready-to-use techniques for your investigations department, tools to integrate FCPA into your existing AML program and best practices for managing your FIU through these hands-on sessions.
Financial Institution Case Study Analysis [NEW TRACK]
For the first time in its history, the ACAMS Annual conference features a track solely dedicated to the detailed analysis of real-life case studies. Hear international thought leaders and government officials dissect recent incidents regarding alternative currency, trade finance and mortgage fraud--and share best practices and real-world techniques to apply to your own program.
Focus on Audit [NEW TRACK]
In response the increased use of independent audit findings in regulatory scrutiny, the following audit-focused sessions have been added to the program, providing you with the most effective tools and techniques for conducting AML audits, fortifying your current practices and efficiently testing your existing program. Learn directly from experienced presenters how to overcome the critical challenges directly affecting the AML audit professional.
Financial Institution Discussion Group
Effective training and peer-to-peer information sharing are pivotal elements of any AML/CTF program. Join these intimate bank-specific discussion groups to connect with your peers and get the latest intelligence on how to fortify your current AML/CTF program against financial crimes.
Government Focus Discussion Groups
As a government official, training and partnerships are key elements in preventing criminal activity. The goal of these discussion groups is to provide a platform for government and industry professionals to exchange ideas, share best practices and forge valuable new alliances with peers. Join skilled moderators as they lead compelling and ground-breaking discussions.
Regional Focus Discussion Groups
Join expert moderators as they assess the potential risks of—and innovative approaches to—conducting business in international jurisdictions. Get updated information on the latest criminal schemes affecting your international business and learn how extraterritorial and local laws can potentially change the way your department operates.
Non-Depository Institutions Discussion Groups
Targeted exclusively to securities, insurance and MSBs, these discussion groups provide a thorough update on the latest challenges affecting non-depository institutions. Participants will have the opportunity to interact with industry peers and expert moderators, expanding your knowledge and increasing your network of AML/CTF contacts.
AML Knowledge Networking [NEW TRACK]
These sessions are a unique combination of networking and active learning. Take advantage of hands-on trainings to expand your knowledge and forge new relationships; while tackling some of the most challenging issues affecting the AML professional.
Download Detailed Conference Program