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 Richard Small, CAMS
Chairman
Enterprise Wide Anti-Money Laundering and Sanctions Risk Management
American Express
Vice president, enterprise-wide AML and sanctions risk management, American Express, New York, he previously served as global AML leader for GE Money. Prior to joining American Express he was the managing director of global anti-money laundering at Citigroup, overseeing and helping to develop AML policies and procedures. He joined the Federal Reserve System as special counsel in 1989, with responsibility for all Bank Secrecy Act and money laundering matters, conducting investigations of complex financial transactions, suspicious activities and related enforcement actions.
Email: rick.small@aexp.com |
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Luciano J. Astorga T.
Compliance Regional Director
BAC Credomatic Network |
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 Samar Baasiri, CAMS
Head of Compliance Unit
BankMed
Samar is currently the head of the Anti-Money Laundering unit at BankMed in Beirut, Lebanon and has been in charge of preparing the bank’s Anti-Money Laundering policies and procedures on a risk-based approach. She also participated in building the AML risk matrix model now used in the bank and implemented Anti-Money Laundering software for the AML unit for monitoring customers and internal accounts. Previously she was the head of operations division and trade finance at the United Bank of Lebanon, the customer relations manager at Bank Audi and is the former assistant head of operations & trade finance at HSBC, Canada.
Email: baasiris@bankmed.com.lb |
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David Clark, CAMS
Head of Financial Crime Intelligence and Analysis
Barclays Wealth Financial Crime
David has extensive global financial crime risk mitigation experience within banks and, previously, government customs agencies. David joined Barclays Wealth from ABN AMRO where he held a senior position in their global advisory and analysis team with specific responsibilities for global AML training & communication and Asia advisory. Prior to switching careers to work in Financial Services, his 18-year law enforcement career as a financial investigator & intelligence officer included 7 years in a crown dependent territory. Additionally, Clark worked on the ACAMS’ taskforces to revise the CAMS certification exam and produce the CAMS Online Training.
Email: david.t.clark@barclayswealth.com |
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 William J. Fox
Senior Vice President, Global AML and Economic Sanctions Executive
Bank of America
William is Global Anti-Money (AML) Laundering and Economic Sanctions Executive for Bank of America Corporation, one of the largest financial institutions in the world. He is responsible for directing the company’s Anti-Money Laundering and Economic Sanctions Program.
Prior to joining Bank of America in 2006, Fox served as the Director of the Financial Crimes Enforcement Network (FinCEN), the U.S. Financial Intelligence Unit. Fox was appointed by Treasury Secretary John Snow in 2003. Among other things, Fox led the administration of the Bank Secrecy Act of 1970, as amended by the USA PATRIOT Act of 2001, which is the United States anti-money laundering regulatory regime. Before his appointment as FinCEN Director, Fox served in the Department of the Treasury from 2000 to 2003 as Deputy Assistant General Counsel for Enforcement, Associate Deputy General Counsel, and finally, Acting Deputy General Counsel. After September 11, 2001, he was the principal assistant and senior advisor to the Treasury’s General Counsel on issues related to terrorist financing and financial crime. Fox received a Presidential Meritorious Rank Award for his work on these issues.
Prior to his service at Treasury, Fox served for twelve years at the Bureau of Alcohol, Tobacco and Firearms (ATF) in various legal positions, including Deputy Chief Counsel. During his tenure at ATF, Fox provided legal support to several large scale criminal investigations; helped oversee ATF’s regulatory program; served as a legal point person for ATF’s alcohol and tobacco diversion program; worked on several important legislative initiatives; and, served as principal legal support for the United States Trade Representative’s Office for wine trade negotiations with the EU and other wine producing countries.
Email: william.fox@bankofamerica.com |
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 Susan Galli, CAMS
Senior Vice President, AML Program Director
HSBC Bank USA
Susan Galli is currently the Director of AML Programs, part of the AML Governance Office for HSBC Holdings North America, Inc. She has responsibility for AML policy and program development. She was recently the Chief Risk Management Officer at Pacific National Bank, N.A. where she had responsibility for the oversight of the compliance risk management functions including BSA and regulatory compliance.
Ms. Galli served as a Managing Director and Practice Leader for the AML Compliance Risk Advisory & Forensics Practice of a big-five consulting firm. Ms. Galli, who is fluent in English and Spanish, has over 17 years of senior-level anti-money laundering experience providing a vast array of services including developing AML risk scoring policies and procedures for various business lines, implementing automated customer acquisition due diligence processes for the correspondent bank and corporate bank accounts of Citibank’s Latin America Division and developing and approving the Customer Identification Program Procedures and exception requests for business lines in Latin America. Additionally, she has conducted in-depth AML reviews of various financial institutions’ AML programs as part of internal compliance monitoring and testing or as part of mergers and acquisition due diligence. She has also developed and delivered numerous AML training sessions for financial institutions, banking associations and government agencies in the U.S. and abroad. She has acted as a course instructor for the ACAMS certification exam preparation course and developed the FIBA Correspondent Banking AML course. In addition, she has developed and taught an AML course in Spanish for the Cámara de Banco Privados e otras Instituciones Financieras in San José, Costa Rica.
Previously in her career, Ms. Galli served as the Senior Anti-Money Laundering Coordinator and a member of Citigroup’s Global Anti-Money Laundering team, as well as the Latin America AML Director for Citigroup businesses in Latin America. She was also a member of the U.S. Treasury Department’s Bank Secrecy Act Advisory Group (“BSAAG”) and the Bank Secrecy Act Advisory Group Funds Transfer Subgroup, representing both Citicorp and the industry.
Ms. Galli was also formerly the Director of Compliance for Citibank’s e-Business where she was responsible for all compliance matters including anti-money laundering compliance for Citibank’s global cash management and trade business. She coordinated externally with law enforcement and regulatory bodies as well as banking associations and worked internally on anti-money laundering initiatives across Citigroup businesses. Prior to that, she coordinated anti-money laundering compliance for the United States and Caribbean for Banco Santander Central Hispano.
Email: susan.j.galli@us.hsbc.com |
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 Peter Richard Hazlewood
Group Financial Crime Risk
Standard Chartered Bank
Peter recently relocated from Singapore to London to join Standard Chartered Bank in a global financial crime risk (“FCR”) management role. He is responsible for defining and rolling out an integrated FCR programme across the 72 countries in which SCB operate and has day to day responsibility for investigations, group-wide.
Hazlewood previously served in Hong Kong law enforcement, specializing in complex white collar crime. He was recruited by JPMorgan Chase in 1996 and worked in various positions in Hong Kong, Singapore and New York. His last appointment at JPMC was in Corporate AML Compliance, New York. Immediately prior to joining Standard Chartered, Peter was Managing Director, Compliance Services and Security, DBS Group, the largest financial services group in the South East Asia.
Email: Peter.Hazlewood@sc.com |
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 Michael Kelsey, CAMS
Managing Vice President, Risk Management
Capital One
Emial: Michael.kelsey@tdbanknorth.com |
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William D. Langford
Head of Corporate Compliance
JPMorgan Chase
In May of 2006, William Langford joined JPMorgan Chase & Co. as Senior Vice President and Director of Global Anti-Money Laundering. He leads the global anti-money laundering and economic sanctions program for the Firm. Previously, Mr. Langford served as the Associate Director for the Regulatory Policy and Programs Division of the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury. In this capacity, he oversaw the Bank Secrecy Act regulatory, compliance and enforcement functions for the Agency.
Mr. Langford has also served as the Senior Advisor to the General Counsel of the U.S. Department of the Treasury, where he focused largely on the implementation of the anti-terrorism and anti-money laundering provisions of the USA PATRIOT Act, including the drafting of regulations implementing these provisions. Mr. Langford also provided advice to Treasury’s Executive Office for Terrorist Financing and Financial Crimes and served as Senior Counsel for Financial Crimes in the Office of the Assistant General Counsel for Enforcement at Treasury.
Prior to joining Treasury, William Langford practiced law with the Washington, D.C. law firm of Williams & Connolly LLP and the Boston law firm of Choate, Hall & Stewart, specializing in commercial litigation. He also served as a law clerk to the Honorable Royce C. Lamberth in the U.S. District Court for the District of Columbia. Mr. Langford graduated with high honors from the University of Texas School of Law, and summa cum laude from Hastings College with an undergraduate degree in Mathematics. |
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 Anthony Luis Rodriguez, CAMS, CPA
Global Compliance Officer
AFEX Associated Foreign Exchange, Inc.
Anthony Luis Rodriguez is a Certified Public Accountant, a Certified Anti-Money Laundering Specialist, and the Chief Global Compliance Officer for Continental Exchange Solutions, Inc. DBA RIA Financial Services; Associated Foreign Exchange (“RIA”), a Euronet Worldwide Company. RIA is the third largest global money transfer company. RIA, established in 1987, has a global network of over 82,000 locations offering consumer money transfer services in more than 100 countries and territories. RIA's primary services include money transfer, bill payment, money orders, check cashing, and pre-paid cards. Mr. Rodriguez’s extensive experience spans over 10 years in the MSB industry and prior to RIA held a position with JPMorgan Chase as a Vice President of Compliance.
Email: arodriguez@riafinancial.com |
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 Nancy J. Saur, CAMS, FICA
Compliance Manager
Millennium bcp Bank & Trust
Nancy is the Compliance Manager at Millennium bcp Bank & Trust in the Cayman Islands. Previously she was responsible for compliance and risk management for the Caribbean & Asian offices of the ATC Group. In 2004, she co-founded a successful compliance consulting company headquartered in the Cayman Islands. She also founded the Cayman Islands Compliance Association, managed the development of computer-based training for its members and created a Cayman Islands module for an international compliance training program.
Email: bcpnancy@candw.ky |
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 Markus E. Schulz
Chief Compliance Officer Global Life & Banking
Zurich Insurance Company, Ltd.
Markus joined Zurich in January 2008 after 13 years at ABN AMRO Bank, where he held various senior global Compliance positions, including Global Head Compliance Service Center and COO AML Compliance, as Corporate Senior Vice President and a member of the Global Compliance Management Team. Prior to his time in Compliance he served in a variety of senior in-country, Regional and Global management positions in the Back-, Mid- and Front-Office located in Germany, UK and the Netherlands for almost a decade.
He was an active member of multiple Banking industry Compliance, a.o. the Wolfsberg Group, and is a very frequent and regular presenter, panellist, key note speaker, moderator and chairman at Compliance, AML, Financial Crime and Anti-Fraud conferences in Europe, Middle-East and the US. He is also featuring Webinars.
Email: markus.e.schulz@zurich.com |
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 Daniel D. Soto, CAMS
Executive Compliance Director and BSA Officer
ALLY BANK
Dan is the Chief Compliance Officer for Ally, where he is responsible for Ally’s enterprise-wide compliance activities.
Before joining Ally, Dan spent two years with Wachovia/Wells Fargo in anti-money laundering and retail banking compliance; was for three years the Chief Compliance Officer for Royal Bank of Canada–Centura; and spent eight years with Bank of America in the global anti-money laundering compliance function.
Prior to joining the private industry, Dan was in the public sector as a commissioned bank examiner where he spent six years with the FDIC and nearly 10 years with the Federal Reserve Board.
Dan is based in Charlotte, North Carolina; is a faculty member of the American Bankers Association’s National Compliance School; and is on the advisory boards of the Association of Certified Anti-Money Laundering Specialists and the BSA Coalition.
Email: dan.soto@ally.com |
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